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Legislation and Regulation

Securities Legislation Financial System Supervision Investors Issuers
Financial Intermediation Collective Investment Undertaking Real Estate Funds Securitisation
Venture Capital Markets, Systems and Management entities

Securities Legislation

Decree-Law No. 52/2010 (in Portuguese)
Legislation - 26 May 2010

CMVM - Portuguese Securities Market Commission

Decree-Law No. 49/2010 (in Portuguese)
Legislation - 19 May 2010

CMVM - Portuguese Securities Market Commission

Securities Code
Legislation - 13 November 2007

CMVM - Portuguese Securities Market Commission

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Financial System Supervision

Conduct Duties Professional Qualification of Financial Analysts and Investment Consultants
Legislation - 15 April 2010

CMVM - Portuguese Securities Market Commission

Fees (Amending CMVM Regulation No. 7/2003)
Legislation - 20 May 2008

CMVM - Portuguese Securities Market Commission

Public Marketing of Contracts for Investment in Tangible Assets
Legislation - 14 December 2007

CMVM - Portuguese Securities Market Commission

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Investors

Investor Compensation Scheme
Legislation - 23 March 2010

CMVM - Portuguese Securities Market Commission

Duty to Disclose Information on Uncovered Short Positions in Shares
Legislation - 26 September 2008

CMVM - Portuguese Securities Market Commission

Voluntary Mediation in Disputes
Legislation - 18 July 2008

CMVM - Portuguese Securities Market Commission

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Issuers

Duty to Disclose Long Positions on Shares
Legislation - 11 October 2010

CMVM - Portuguese Securities Market Commission

Disclosure Requirements for Significant Short Positions in Shares
Legislation - 08 July 2010

CMVM - Portuguese Securities Market Commission

Corporate Governance Regulation
Legislation - 01 February 2010

CMVM - Portuguese Securities Market Commission

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Financial Intermediation

Internal Control Regulation
Legislation - 03 July 2008

CMVM - Portuguese Securities Market Commission

Pursuit of Financial Intermediation Activities
Legislation - 10 December 2007

CMVM - Portuguese Securities Market Commission

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Collective Investment Undertaking

Real Estate Investment Funds and Collective Investment Undertakings
Legislation - 19 December 2007

CMVM - Portuguese Securities Market Commission

Marketing of harmonised foreign collective investment
Legislation - 23 December 2004

CMVM - Portuguese Securities Market Commission

Collective Investment Undertakings
Legislation - 21 January 2004

CMVM - Portuguese Securities Market Commission

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Real Estate Funds

Real Estate Funds Regulation
Legislation - 18 June 2002

CMVM - Portuguese Securities Market Commission

Accounting of Real Estate Investment Funds (in Portuguese)
Legislation -

CMVM - Portuguese Securities Market Commission

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Securitisation

Securitisation Companies Regulation
Legislation - 24 August 2002

CMVM - Portuguese Securities Market Commission

Accounting Scheme for Loan Securitisation Funds
Legislation - 05 February 2002

CMVM - Portuguese Securities Market Commission

Loan Securitisation Funds Regulation
Legislation - 01 February 2002

CMVM - Portuguese Securities Market Commission

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Venture Capital

Venture Capital Regulation
Legislation - 07 March 2008

CMVM - Portuguese Securities Market Commission

Accounting of Venture Capital Companies and Funds (in Portuguese)
Legislation - 25 November 2005

CMVM - Portuguese Securities Market Commission

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Markets, Systems and Management entities

Management Entities of Markets, Systems and Services
Legislation - 13 January 2012

CMVM - Portuguese Securities Market Commission

Special Market for Public Debt (MEDIP)
Legislation - 21 November 2007

CMVM - Portuguese Securities Market Commission

Clearing, Counterparty and Settlement
Legislation - 21 November 2007

CMVM - Portuguese Securities Market Commission

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Portuguese Capital Markets Listed Companies Trading and Intermediaires Asset Management Legislation and Regulation
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